COUNTERPARTY DUE DILIGENCE &
REGULATORY MONITORING

Compliance function

COMMODITY TRADING ADVISORY has in depth expertise in setting up and managing compliance controls in line with leading industry standards.

Our team’s knowledge and expertise is a high value add for trading companies willing to implement efficient monitoring and controls in order to prevent unforeseen compliance risks exposure.

KYC process

Leveraging our broad and privileged market knowledge as well as our access to databases from top-level international providers/partners, COMMODITY TRADING ADVISORY is a reference for compliance controls related to the commodity trading industry.

Knowing Your Counterparty (KYC) is the key for ensuring alignment to international standards and financial institutions requirements. While complying with industry regulations is essential, a strong KYC process today also provides precious elements when it comes to assessing your counterparties’ creditworthiness.

Ad-hoc counterparties reviews

COMMODITY TRADING ADVISORY has created an international network of partners which closely work with us in order to provide us insider information, data and advice about counterparties active in the global commodities trading environment. We support companies by performing ad-hoc deeper review analysis providing assessment on business actors (companies and individuals). We focus in offering you the most accurate information on market players to enhance the efficiency and speed of your business decisions.

Our analysis, research and fieldwork will remain fully confidential and we comply with the highest professional practices.

Regulatory monitoring and reporting

Responding timely and efficiently to regulatory requirements is essential today, in particular when considering international trading activities.

Supported by an international team of regulatory experts, COMMODITY TRADING ADVISORY is set up to enable you to  professionally monitor and report trading activities with the right tools to anticipate issues.

INTERNAL AUDIT & FRAUD PREVENTION

Internal Audit

COMMODITY TRADING ADVISORY has experienced experts in auditing financial and operational processes of commodity trading houses.

Our specific knowledge is a unique asset for building a strong governance framework and strengthening a companies’ internal control environment.

Expertise and experience are the keys to ensuring that the control processes in place are efficient and effective to safely streamline trading activities.

Fraud prevention

Our role is to be your partner for implementing monitoring controls preventing the occurrence of process deficiencies/errors/frauds in order to enhance company’s financial results.

Mastering data analytics, COMMODITY TRADING ADVISORY utilizes advanced IT tools to identify and reveal control gaps, inconsistencies and deviations from the objectives.

We address internal control deficiencies by aligning your governance framework with the best practice standards of the commodity trading industry.

Our forensic experts and legal teams also step-in to resolve cases of internal/external frauds with the highest level of professionalism and with utmost confidentiality.